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Wealth Management Client Associate - Top Workplace/High Performance/RIA

Company: Southwestern Investment Group
Location: Brentwood
Posted on: August 8, 2022

Job Description:

More than the traditional CSA role with the #1 Mid-Sized Business Culture in Nashville---
This is an exciting opportunity to grow beyond the traditional CSA role and join a top team at Southwestern Investment Group, a Forbes' Best-In-State wealth advisors recipient, NBJ's #1 mid-sized business culture 2021, and The Tennessean's Top Workplace 2020, 2021, and 2022. It's a highly rewarding opportunity to work in a high performing team with a very positive, energetic culture where you'll look forward to Monday and know you're truly appreciated and making a difference.
Who you are---

Ideally you already have your licenses (SIE, 7, 66) and you're comfortable placing trades or you have the passion for the industry that you're actively pursuing them.
You're a skilled CSA with a solid understanding of RMDs, investment products and terminology.
You'd like the opportunity to go beyond the transactions and learn more about financial planning to enhance your growth and knowledge.
You'd like to be a part of a high performing team where you can see that you're making a profound difference in the lives of clients and their families who you'll grow to know well.

Who we are---

Southwestern Investment Group is a top workplace award winner in 2020, 2021, 2022, and a top 100 RIA in the country and rapidly growing with a "Humble. Hungry. Smart." culture that's very caring, entrepreneurial, and collaborative.
Our Brentwood leader has been named Forbes' Top Next-Gen Wealth Advisor and has served on the Raymond James Executive Council. He's known as an excellent player's coach type leader.
We're passionate about helping you grow to your full potential in the rewarding field of wealth management.


2+ years wealth management experience as a CSA or comparable role.
Prefer you have your licenses (SIE, 7 66) or actively pursuing them.
Experienced fielding RMD questions and solid understanding of investment products.
Accurate and detail-oriented with strong organization, prioritization, and follow-up skills.
Passion for the industry and serving others.

Key Functions

Much of your day will involve interacting with clients to address questions, process their requests, gather/submit forms to execute client investment transactions and process insurance paperwork.
Grow to take on more complex questions, research solutions etc. as you achieve higher levels of knowledge, experience, and licensing/designations.
You will also be involved in creating planning summaries in preparation for review meetings by pulling in data from multiple sources plus handle post-meeting calls, research, and processing.

Help with trades, research, and maintain client databases, Excel sheets, forms, and reports.
Keep everyone on the team well informed of upcoming commitments and responsibilities, following up appropriately to keep things on schedule.


Excellent Salary & Benefits- Excellent Salary and Benefits including Health Insurance, Dental, Vision, 401K, Life Insurance, Short-Term and Long-Term Disability, Paid Vacation and Holidays.
#1 Culture- Join and grow in the #1 rated culture for mid-size employers in Nashville (NBJ 2021) where you'll look forward to Monday.
Supportive Team- Work alongside a collaborative and growing team with a leadership team that enjoys mentoring team members and truly cares about their growth.
Team Engagement- You will build some genuinely special relationships and bonds throughout our team and partners.
High Performance- Our motto is "Hungry. Humble. Smart." and that's truly exemplified from the top down.
Community Involvement- We're passionate about supporting our community with each office choosing a charity/cause to champion.

*Please apply through here. Please DO NOT call, email, or drop by to share your resume.
*No recruiter inquiries will be accepted.PI187995252

Keywords: Southwestern Investment Group, Nashville , Wealth Management Client Associate - Top Workplace/High Performance/RIA, Executive , Brentwood, Tennessee

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